Securities and futures regulations collective investment scheme kxcatln

Securities and futures regulations collective investment scheme

16.10.2020

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SECURITIES (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2001 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY Regulation 1. Citation and commencement 2. Interpretation PART II ESTABLISHMENT OF COLLECTIVE INVESTMENT SCHEMES 3. Unit trusts 4. Investment companies PART III AUTHORISATION OF COLLECTIVE INVESTMENT SCHEMES 5. Application for authorisation 6. Introduction The Investments and Securities Act (ISA) No. 29 of 2007 (Section 153) defines Collective Investment Scheme as “a scheme in whatever form, including an open-ended investment company, in pursuance of which members of the public are invited or permitted to invest money or other assets in a portfolio, and in terms of which: the Financial Secretary has made the Securities and Futures (Collective Investment Schemes) Notice to prescribe certain “paper gold schemes” as collective investment schemes. This replaces the “Gold Purchase Order” issued under the PIO. For the avoidance of doubt, it is the SFC’s policy intention that the public offering of Introduction. With effect from 1 July 2013, new regulations have come into force that affect closed-end funds. Previously, closed-end funds were specifically excluded from the definition of “Collective Investment Schemes” (“CIS“) under Section 2 (1) of the Securities and Futures Act (Chapter 289) (“SFA“) (the definition of CIS is included at the end of this note). Guidelines for Public Offerings of Securities of Closed-End Funds (pdf) (Date Issued: 30 October 1995) Sustainable and Responsible Investment Funds. Guidelines on Sustainable and Responsible Investment Funds (pdf) (Date Issued: 19 December 2017) Frequently-asked Questions (pdf) Foreign Collective Investment Schemes These Regulations may be cited as the Securities and Futures (Licensing and Conduct of Business) Regulations. Definitions: 2. In these Regulations, unless the context otherwise requires — that invests primarily in real estate and real estate-related assets specified by the Authority in the Code on Collective Investment Schemes; and

The Code on Collective Investment Schemes (“Code”) is issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap. 289) (“SFA”).

1 Nov 2017 These Regulations are the Collective Investment Schemes (Regulated Fund) securities in a closed-ended investment company; and. “Vetting Forms” futures or other similar instruments, in excess of 25% of the net asset. 7 Nov 2016 This Act is the Securities and Futures (Amendment) Act 2016 and comes into operation words “units in a collective investment scheme, derivatives contracts, spot is, prescribed by regulations made under section 341;”;. 30. 21 Jul 2014 Securities and Futures (Prescribed Debentures) Regulations at Characterisation of Collectively-Managed Investment Schemes as Collective. Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 In exercise of the powers conferred by sections 286, 287, 289, 296, 300, 302B, 302C, 305, 305B, 305C, 306, 337 and 341 of the Securities and Futures Act (as amended by the Securities and Futures (Amendment) Act 2005 (Act 1 of 2005)), the Monetary Authority of Singapore hereby makes the following Regulations:

1 Nov 2017 These Regulations are the Collective Investment Schemes (Regulated Fund) securities in a closed-ended investment company; and. “Vetting Forms” futures or other similar instruments, in excess of 25% of the net asset.

31 Oct 2019 Australia's Corporate Collective Investment Vehicle (CCIV), which was expected to Additionally, its enabling law – the Securities and Futures Ordinance Scheme (ASEAN CIS) - regulation memo, BNP Paribas Securities Penalty for contravention of regulations or FSC Rules. PART VIII Authorisation of collective investment schemes and closed-end funds. 98. “derivative” includes futures and options contracts on securities, indices, interest or other rates,.

The Code on Collective Investment Schemes (“Code”) is issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap. 289) (“SFA”).

These Regulations may be cited as the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 and shall come into 10 Sep 2019 Requirements for offers of units in a collective investment scheme to persons in Securities and Futures (Offers of Investments)(Collective Investment Schemes) Please refer to Regulations and Guidelines for a full list of the Securities And Futures (Offers Of Investments) (Collective Investment Schemes) Regulations 2005 (G.N. No. S 602/2005). Sets out the requirements for an offer On 4 October 2019, the Securities and Futures Commission (SFC) published the pro forma terms and conditions (the Terms and Conditions) applicable to and Futures (Licensing and Conduct of Business) Regulations, some of these collective investment schemes are subject to restrictions under Section 276(1) 1 Sep 2019 Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005 (SFR). CIS Code. Regulatory bodies. The In addition to the Relevant Notification, the Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 2013

Guidelines for Public Offerings of Securities of Closed-End Funds (pdf) (Date Issued: 30 October 1995) Sustainable and Responsible Investment Funds. Guidelines on Sustainable and Responsible Investment Funds (pdf) (Date Issued: 19 December 2017) Frequently-asked Questions (pdf) Foreign Collective Investment Schemes

20 Jun 2017 (b) Consolidating the Securities and Futures (Offers of Investments) (Shares Migration of rules for marketing of collective investment schemes